is key to squeezing in revision on the go. Whether you're commuting or between meetings, having these resources as mobile-friendly PDFs or on dedicated online platforms can make a huge difference. Official Study Manuals The most reliable source is the official HKSI Institute , which periodically updates its eStudy Guides to reflect current laws and regulations. Hong Kong Securities and Investment Institute Current Version : As of October 2, 2024, the examination is based on Version 3.4.2 How to Access If you are enrolled in the exam, you can download it for via the "Examination" page on the HKSI Online Portal. It is also accessible through the HKSI Institute Mobile app's "Downloads" tab for portable study. Non-enrolled users can purchase the guide for approximately Hong Kong Securities and Investment Institute Portable Free & Paid Resources
There are 12 types of RAs. Most common are Type 1 (Dealing in Securities), Type 2 (Dealing in Futures), and Type 4 (Advising on Securities). The "Fit and Proper" Test:
) objectives—maintaining fairness, efficiency, and investor protection—and the roles of the The Securities and Futures Ordinance (SFO)
, you should prioritize official materials for accuracy and supplement them with mobile-friendly notes for portability. As of late 2024 and 2026, the current exam questions are based on Version 3.4.2 of the study guide Hong Kong Securities and Investment Institute 1. Primary Study Materials (Official PDF) The most reliable source is the official eStudy Guide provided by the HKSI Institute Hong Kong Securities and Investment Institute How to Access: Enrolled Candidates:
A complete, portable study toolkit should not just copy the official manual word-for-word. Instead, it must streamline the information for maximum retention. Your portable PDF bundle should ideally contain the following three core elements: 1. Executive Summaries and High-Yield Chapter Notes hksi paper 1 study material pdf portable
The difference between temporary, provisional, and full licenses.
Do you have a , or is this regulatory framework entirely new to you?
Operates the stock and futures exchanges; it is a frontline regulator for listed companies. 2. Licensing and Registration Regulated Activities (RAs):
Document every wrong answer in a dedicated "Mistakes Log" PDF to review the night before the exam. 4. Memorize Crucial Regulatory Deadlines is key to squeezing in revision on the go
The role of the Securities and Futures Commission (SFC), the Hong Kong Exchanges and Clearing Limited (HKEX), and the Hong Kong Monetary Authority (HKMA).
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provide concise PDF summaries of key topics such as "60 Things You Should Know to Pass". Hong Kong Securities and Investment Institute Efficient Preparation Tips
Before diving into study materials, it's essential to understand what you're up against: Most common are Type 1 (Dealing in Securities),
The HKSI Paper 1 exam consists of to be completed in 90 minutes . The passing score is 70% (correctly answering at least 42 questions). Because the syllabus is dense, maximizing your study time with a portable format is essential. Why Use a Portable PDF Format?
Codes of conduct, management responsibilities, and professional ethics.
70% (you must answer at least 42 questions correctly).
The most reliable source is the official .